Nathaniel Hansen

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2023 → 11/2024
  Pruco Securities Llc
  Roseville, CA
• 11/2022 → 05/2023
  The Red Tavern
  Chico, CA
• 04/2021 → 08/2021
  Bayside Restaurant & Bar
  Newport Beach, CA
• 12/2020 → 03/2021
  Alterra Mountain Co.
  Mammoth Lakes, CA
• 10/2020 → 04/2021
  The Westin Monache Resort
  Mammoth Lakes, CA
• 06/2016 → 04/2020
  The Simon Law Group
  Hermosa Beach, CA
• 05/2016 → 03/2017
  Sundried Tomato American Bistro
  San Juan Capistrano, CA
• 06/2022 → 08/2022
  Pure Watersports
  Dana Point, CA
• 05/2020 → 09/2020
  Unemployed
  San Clemente, CA
• 08/2021 → 05/2022
  Student
  Chico, CA
• 09/2022 → 05/2023
  Student
  Chico, CA
• 06/2023 → 09/2023
  Unemployed
  San Clemente, CA
• 08/2024 → 02/2026
  The Prudential Insurance Company Of America
  Roseville, CA
• 11/2024 → 02/2026
  Lpl Enterprise, Llc
  Roseville, CA
• 02/2026 → Present
  Rbc Capital Markets, Llc
  Newport Beach, CA

Previous Registrations

• 2024-11-14 → 2025-10-22
  Lpl Enterprise, Llc
  Irvine, CA
  Roseville, CA
• 2024-07-31 → 2024-11-14
  Pruco Securities, Llc.
  Roseville, CA

Exams

• S66 Uniform Combined State Law Examination
  2024-07-15