Franklin Xie

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-10-27

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Florida Financial Advisors Dba Tristate Financial Advisors	Nashville	TN	10/2023	01/2024
Clarence Brown Theatre	Knoxville	TN	01/2020	04/2020
Ichiban Japanese Cuisine	Nashville	TN	05/2020	07/2022
Davidson Academy	Nashville	TN	08/2013	05/2019
University Of Tennessee, Knoxville	Knoxville	TN	08/2019	05/2023
Kyoto Japanese Cuisine	Ashland City	TN	06/2023	09/2023
Kyoto Japanese Cuisine	Ashland City	TN	02/2024	03/2024
Hay's	Nashville	TN	04/2024	08/2024
Ubs Financial Services, Inc.	Nashville	TN	09/2024	Present

10/2023 → 01/2024

Florida Financial Advisors Dba Tristate Financial Advisors

Nashville, TN
01/2020 → 04/2020

Clarence Brown Theatre

Knoxville, TN
05/2020 → 07/2022

Ichiban Japanese Cuisine

Nashville, TN
08/2013 → 05/2019

Davidson Academy

Nashville, TN
08/2019 → 05/2023

University Of Tennessee, Knoxville

Knoxville, TN
06/2023 → 09/2023

Kyoto Japanese Cuisine

Ashland City, TN
02/2024 → 03/2024

Kyoto Japanese Cuisine

Ashland City, TN
04/2024 → 08/2024

Hay's

Nashville, TN
09/2024 → Present

Ubs Financial Services, Inc.

Nashville, TN

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-10-03