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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2016-07-18 |
| TX | RA | APPROVED_RES | 2014-03-03 |
Branch Locations
500 108Th Avenue, North East Suite 1900, Bellevue, WA 98004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Bellevue | WA | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 10/2020 | Present |
| Citigroup Global Markets Inc. | Bellevue | WA | 09/2005 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-06-26 |
| S63 | Uniform Securities Agent State Law Examination | 2008-03-03 |
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