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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-05-07 |
Branch Locations
1525 West Wt Harris Blvd Bldg 3 - 3Rd Fl, Charlotte, NC 28262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Charlotte | NC | 06/2025 | Present |
| Mml Investors Services, Llc | Charlotte | NC | 08/2025 | Present |
| Keybank | Kittery | ME | 01/2025 | 06/2025 |
| University Of Southern Maine | Portland | ME | 07/2023 | 01/2025 |
| Portsmouth Naval Shipyard | Kittery | ME | 02/2020 | 07/2023 |
| Rhoyal Detailing | Biddeford | ME | 06/2018 | 02/2020 |
| University Of Maine | Orono | ME | 01/2017 | 06/2018 |
| Unemployed | Biddeford | ME | 07/2016 | 12/2016 |
| Ny Life Securities Llc | Westbrook | ME | 10/2023 | 03/2024 |
| Mosley Financial Group | Westbrook | ME | 10/2023 | 03/2024 |
| Wells Fargo Clearing Services | Charlotte | NC | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-11-20 |
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