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Current Employers
Osaic Advisory Services, Llc

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2024-11-08
  • AL RA
    APPROVED
    Since 2024-11-08

Branch Locations

1859 Ogletree Rd, Auburn, AL 36830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc. Auburn AL 10/2023 06/2024
Gibson And Carden Troy AL 05/2023 Present
Russell Lands Alexander City AL 03/2020 09/2020
Unemployed Auburn AL 09/2020 07/2022
Auburn University Auburn AL 07/2022 05/2023
Student/Unemployed Wadley AL 10/2013 03/2020
Osaic Wealth, Inc. Auburn AL 06/2024 Present
Osaic Advisory Services, Llc Atlanta GA 11/2024 Present
  • 10/2023 → 06/2024
    Securities America, Inc.
    Auburn, AL
  • 05/2023 → Present
    Gibson And Carden
    Troy, AL
  • 03/2020 → 09/2020
    Russell Lands
    Alexander City, AL
  • 09/2020 → 07/2022
    Unemployed
    Auburn, AL
  • 07/2022 → 05/2023
    Auburn University
    Auburn, AL
  • 10/2013 → 03/2020
    Student/Unemployed
    Wadley, AL
  • 06/2024 → Present
    Osaic Wealth, Inc.
    Auburn, AL
  • 11/2024 → Present
    Atlanta, GA
Previous Registrations
  • 2024-07-18 → 2024-11-08
    Arbor Point Advisors
    Auburn, AL
Other Businesses

1. GIBSON AND CARDEN LLC POSITION: Staff Accountant NATURE: I am a CPA. I work for a CPA firm where I am a staff accountant. INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 100 START DATE: 05/30/2023 ADDRESS: 110 S Brundidge Street, Troy AL 36081 DESCRIPTION: I mostly prepare tax returns for clients of the partners. I do a few small bookkeeping tasks monthly. I do not pay any bills for clients. 2. 2020 WEALTH MANAGEMENT GROUP, LLC POSITION: Junior Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 50 START DATE: 09/01/2024 ADDRESS: 1859 Ogletree Road, Auburn AL 36830, United States DESCRIPTION: Junior advisor on a joint rep code. Share in advisory duties with my supervisor.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-30
  • S66 Uniform Combined State Law Examination
    2024-05-30

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