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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2024-06-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ascend Federal Cu | Tullahoma | TN | 07/2013 | Present |
| Lpl Financial Llc | Tullahoma | TN | 10/2023 | Present |
1) 10/2023 - Ascend Retirement & Investment Services - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 2) 10/2023 - ASCEND FCU - Financial Institution Duty - Inv. Related - Winchester, TN - Senior Financial Services Officer - Start Date 07/22/2013 - 173hrs/month - 100% time spent 3) 10/2023 - Ascend FCU - Notary - Inv. related - Winchester, TN - Notary - Start Date 03/24/2017 - 0hrs/month - 0% time spent
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-06-13 |
| S63 | Uniform Securities Agent State Law Examination | 2023-12-16 |
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