Enoch Lee

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-04-27

CA RA
APPROVED

Since 2024-04-27

Branch Locations

Lincoln Harbor 1000 & 1200 Lincoln Harbor Blvd, Weehawken, NJ 07086 • United States

555 California Street, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	San Francisco	CA	01/2024	Present
Ubs Ag Hong Kong Branch	Hong Kong		08/2019	01/2024
Bank Of China Group Investment	Hong Kong		01/2013	07/2019

01/2024 → Present

Ubs Financial Services Inc

San Francisco, CA
08/2019 → 01/2024

Ubs Ag Hong Kong Branch

Hong Kong
01/2013 → 07/2019

Bank Of China Group Investment

Hong Kong

Other Businesses

1. Sunny Team Development Limited, Holding company of personal assets, Proprietor / owner, Chairman/Executive Director, start date-3/31/2012, Conduit Road Hong Kong.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-04-26

S66 Uniform Combined State Law Examination

2024-04-26

View on SEC IAPD