Isaiah Lopez

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-11-14
TX	RA	APPROVED	2024-11-14

CA RA
APPROVED

Since 2024-11-14
TX RA
APPROVED

Since 2024-11-14

Branch Locations

3333 Michelson Drive Suite 820, Irvine, CA 92612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pruco Securities Llc	Irvine	CA	10/2023	11/2024
One America	Irvine	CA	06/2022	08/2023
Help You Sign	Irvine	CA	06/2018	Present
Gamers' Cancer Society Inc.	Irvine	CA	04/2015	Present
The Prudential Insurance Company Of America	Irvine	CA	05/2024	Present
Lpl Enterprise, Llc	Irvine	CA	11/2024	Present

10/2023 → 11/2024

Pruco Securities Llc

Irvine, CA
06/2022 → 08/2023

One America

Irvine, CA
06/2018 → Present

Help You Sign

Irvine, CA
04/2015 → Present

Gamers' Cancer Society Inc.

Irvine, CA
05/2024 → Present

The Prudential Insurance Company Of America

Irvine, CA
11/2024 → Present

Lpl Enterprise, Llc

Irvine, CA

Previous Registrations

2024-04-19 → 2024-11-14

Pruco Securities, Llc.

Irvine, CA

Other Businesses

1) 01/28/2025 - The TCG Tavern - Business Owner - Operating a TCG (Trading card game) Youtube Channel and streaming channel. Talking about the game, how to play, and a variety of deck builds. - Not INV Related - At Riverside, CA - Start Date 01/01/2025 - 8hrs/mth - 0hrs During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-04-18

S66 Uniform Combined State Law Examination

2024-04-18

View on SEC IAPD