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Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2025-06-03 |
| IA | RA | APPROVED | 2025-01-02 |
Branch Locations
400 Gold Circle Suite 220, Dakota Dunes, SD 57049 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel | Sioux City | IA | 10/2023 | Present |
| L&L Distributing | Sioux City | IA | 08/2021 | 09/2023 |
| N/A | Sioux City | IA | 03/2021 | 08/2021 |
| O'DEll Electric | South Sioux City | NE | 05/2020 | 02/2021 |
| Ries Eyecare | Milford | IA | 04/2019 | 03/2020 |
| Iowa Lakes Community College | Estherville | IA | 08/2017 | 01/2019 |
| Fegenbush Construction | Onawa | IA | 08/2016 | 07/2017 |
1. Siouxland Growth Organization; P.O. Box 3565 Sioux City, IA 51102; Attracting, developing, and retaining young professionals in the Siouxland area; Treasurer; Preparing monthly finance reports and attending board meetings to present those reports; 12/11/2025; 1hr/wk; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-30 |
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