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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-03-11 |
Branch Locations
11165 N La Canada Dr Ste 155, Oro Valley, AZ 85737 • United States
2480 N Arcadia Avenue, Tucson, AZ 85712 • United States
1671 South Cooper Road, Gilbert, AZ 85233 • United States
4482 W Peoria Avenue, Glendale, AZ 85302 • United States
10440 N 32Nd St., Phoenix, AZ 85028 • United States
4850 S Landing Way Suite 110, Tucson, AZ 85714 • United States
7163 E Tanque Verde Road, Tucson, AZ 85715 • United States
218 S Sumner Street, Tombstone, AZ 85638 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Tucson | AZ | 10/2023 | Present |
| Vantage West Credit Union | Tucson | AZ | 08/2016 | 10/2023 |
1) 10/2023 - Vantage West Wealth Management / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 2) 10/2023 - Vantage West Credit Union / Notary / Inv. Related / Tucson AZ / Start date 02/22/2018
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-02-26 |
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