Patricia Mary Long

Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2008-10-22

KY RA
APPROVED

Since 2008-10-22

Branch Locations

2365 Harrodsburg Road Suite B 250, Lexington, KY 40504 • United States

Richmond, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tiaa-Cref Individual & Institutional Services, Llc	Lexington	KY	09/2008	Present
Tiaa	Lexington	KY	09/2008	Present

09/2008 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Lexington, KY
09/2008 → Present

Tiaa

Lexington, KY

Previous Registrations

2005-02-16 → 2008-10-09

Fifth Third Securities, Inc.

Richmond, KY

Richmond, KY
2002-11-01 → 2003-03-05

Banc One Securities Corporation

Lexington, KY

Other Businesses

CABIN RENTAL POSITION: Joint Owner with spouse NATURE: Cabin rental INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/04/2021 ADDRESS: 867 Great Smoky Way, Gatlinburg TN 37738, United States DESCRIPTION: Cabin rental on VRBO in Gatlinburg TN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-05-04

S66 Uniform Combined State Law Examination

1999-05-04

Other Names

Pat Long
Patricia Mary Daukas

View on SEC IAPD