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Christopher R Benton

Rockefeller Financial LLC

Stamford, CT

New York, NY

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-08-10
TX RA APPROVED 2026-08-10
  • CT RA
    APPROVED
    Since 2026-08-10
  • TX RA
    APPROVED
    Since 2026-08-10

Branch Locations

300 First Stamford Place Suite 230, Stamford, CT 06902 • United States

45 Rockefeller Plaza, New York, NY 10111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
College Of The Holy Cross Worchester MA 04/2021 06/2023
Wakeman Boys And Girls Club Bridgeport CT 11/2020 04/2021
Roger Ludlowe Middle School / Ludlowe High School Fairfield CT 05/2013 11/2020
Uber Driver Southport CT 06/2023 09/2023
Harley Capital Westport CT 09/2023 12/2023
Morgan Stanley Purchase NY 10/2024 08/2026
Unemployed Southport CT 01/2024 09/2024
Rockefeller Financial Llc Stamford CT 08/2026 Present
  • 04/2021 → 06/2023
    College Of The Holy Cross
    Worchester, MA
  • 11/2020 → 04/2021
    Wakeman Boys And Girls Club
    Bridgeport, CT
  • 05/2013 → 11/2020
    Roger Ludlowe Middle School / Ludlowe High School
    Fairfield, CT
  • 06/2023 → 09/2023
    Uber Driver
    Southport, CT
  • 09/2023 → 12/2023
    Harley Capital
    Westport, CT
  • 10/2024 → 08/2026
    Morgan Stanley
    Purchase, NY
  • 01/2024 → 09/2024
    Unemployed
    Southport, CT
  • 08/2026 → Present
    Rockefeller Financial Llc
    Stamford, CT
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-25
S63 Uniform Securities Agent State Law Examination 2023-11-22
  • S65 Uniform Investment Adviser Law Examination
    2024-03-25
  • S63 Uniform Securities Agent State Law Examination
    2023-11-22
Other Names
  • Christopher Benton

View on SEC IAPD

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COUNTERPOINTE INVESTMENT MANAGEMENT LLC · STAMFORD, CT
K2/D&S MANAGEMENT CO., L.L.C. · STAMFORD, CT
LONGRANGE CAPITAL, L.P. · STAMFORD, CT
DWM ASSET MANAGEMENT, LLC · STAMFORD, CT
O'SHAUGHNESSY ASSET MANAGEMENT, LLC · STAMFORD, CT
CONCENTRIC CAPITAL STRATEGIES L.P. · STAMFORD, CT
INTEGRA GLOBAL ADVISORS LLC · Stamford, CT
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