Michael Joseph Mungenast

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → 02/2025
  Concourse Financial Group Securities Inc
  Birmingham, AL
• 03/2015 → 05/2023
  Vision Financial Group
  Birminghyam, AL
• 02/2022 → Present
  (Dba) Ella Valley Wealth Advisors Inc
  Birmingham, AL
• 02/2025 → Present
  Cetera Wealth Services, Llc
  Reform, AL
• 02/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2009-06-08 → 2025-02-20
  Concourse Financial Group Securities, Inc.
  Birmingham, AL
  Birmingham, AL
  Birmingham, AL
  Tuscaloosa, AL
  Woodstock, AL
  Butler, AL
  Carrollton, AL
  Fayette, AL
  Northport, AL
  Livingston, AL
  Reform, AL
  Gordo, AL
  Aliceville, AL
  Millport, AL
  Marion, AL
  Birmingham, AL
  Birmingham, AL

Other Businesses

(dba) ELLA VALLEY WEALTH ADVISORS INC; Investment Related; 22 Inverness Center Parkway Suite 135, Birmingham, AL 35242; Investments and Insurance; Senior Financial Adviser; Start Date 02/2022; 160 hours per month with the majority of hours per month occurring during trading hours; In addition to securities investments, I also provide Life, Disability, Long-Term Care, and Annuity insurance products. >> WEST ALABAMA BANK AND TRUST; Investment Related; 509 1st Avenue North, Reform AL 35481; Investment and Insurance Services; Financial Professional; Start Date 07/2016; 50 hours per month with all of those 50 hours occurring during trading hours; Provide financial planning, securities, fixed annuity and risk management (Life, Disability and Long-Term Care) services and products. >> LIFE, DISABILITY, AND ANNUITY INSURANCE SALES; Investment Related; 22 Inverness Center Parkway Suite 135, Birmingham, AL 35242; Insurance Sales; Financial Professional; Start Date 08/2015; 20 hours per month with all of those 20 hours occurring during trading hours; Sales of Life, Disability and Annuity insurance products to clients. >> JUNIOR ACHIEVEMENT; Non-Investment Related; 216 Aquarius Drive, Suite 315, Birmingham AL 35209; Community Service; Board Member; Start Date 10/2008; 3 hours per month with none of those hours occurring during trading hours; Financial education for K-12 students. >> BRIARWOOD PRESBYTERIAN CHURCH; Non-Investment Related; 2200 Briarwood Way, Birmingham, AL 35243; Religious Service; Elder; Start Date January 2013; 5-10 hours per month with none of those hours occurring during trading hours; shepherding and ministry team commissions.

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-09-28

Other Names

• Mike Mungenast
• Michael Joseph Mungenast
• Michael Joseph Mungenast