Christopher Dale Overby

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → 11/2023
  T-Mobile
  Charlotte, NC
• 12/2023 → 01/2026
  New York Life
  Charlotte, NC
• 02/2024 → 01/2026
  Nylife Securities Llc
  Charlotte, NC
• 02/2026 → Present
  Wells Fargo Clearing Services, Llc
  Charlotte, NC
• 01/2026 → Present
  Wells Fargo Bank, Na
  Charlotte, NC

Other Businesses

[Rental Properties; I own two properties that are used for rentals; 260 S Cobb Avenue. Burlington NC 27217 and 829 Fairfield Street, Burlington NC 27215; Start Date 08/2018; Role/Title: Owner; Investment Related; 1 hours per month; 0 hours per month during securities trading hours; collect rent].

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-02-19
• S63 Uniform Securities Agent State Law Examination
  2024-04-01

Other Names

• Chris Overby