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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-11-14
  • NJ RA
    APPROVED
    Since 2024-11-14

Branch Locations

135 Us Highway 202/206 Suite 3, Bedminster, NJ 07921 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Basking Ridge NJ 09/2023 11/2024
Skidmore College Saratoga Springs NY 09/2019 05/2023
Capital Craft East Hanover NJ 09/2023 10/2023
Orange Lawn Tennis Club South Orange NJ 05/2021 09/2021
West Essex Regional High School North Caldwell NJ 09/2013 06/2019
Unemployed Roseland NJ 06/2019 09/2019
Unemployed Roseland NJ 05/2023 09/2023
The Prudential Insurance Company Of America Basking Ridge NJ 01/2024 Present
Lpl Enterprise, Llc Basking Ridge NJ 11/2024 Present
  • 09/2023 → 11/2024
    Basking Ridge, NJ
  • 09/2019 → 05/2023
    Skidmore College
    Saratoga Springs, NY
  • 09/2023 → 10/2023
    Capital Craft
    East Hanover, NJ
  • 05/2021 → 09/2021
    Orange Lawn Tennis Club
    South Orange, NJ
  • 09/2013 → 06/2019
    West Essex Regional High School
    North Caldwell, NJ
  • 06/2019 → 09/2019
    Unemployed
    Roseland, NJ
  • 05/2023 → 09/2023
    Unemployed
    Roseland, NJ
  • 01/2024 → Present
    The Prudential Insurance Company Of America
    Basking Ridge, NJ
  • 11/2024 → Present
    Basking Ridge, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-01
  • S66 Uniform Combined State Law Examination
    2023-12-01
Other Names
  • Warren King

View on SEC IAPD

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