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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-08-14
  • CA RA
    APPROVED
    Since 2026-08-14

Branch Locations

915 Highland Pointe Dr. Suite 150, Roseville, CA 95678 • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-07-10
  • CA RA
    APPROVED
    Since 2025-07-10

Branch Locations

915 Highland Pointe Dr Ste 150, Roseville, CA 95678 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Next Financial Group, Inc. Roseville CA 10/2023 07/2025
Sierra Ridge Advisor Group Roseville CA 10/2023 Present
Target Roseville CA 07/2020 12/2023
Unemployed/Student Brooklyn NY 10/2019 07/2020
Superfly New York NY 08/2019 10/2019
Unemployed Roseville CA 03/2018 08/2019
Unemployed/Student Seattle WA 06/2016 03/2018
Lpl Financial Llc Roseville CA 07/2025 08/2026
Sierra Ridge Wealth Management Roseville CA 10/2023 Present
Cetera Wealth Services, Llc El Segundo CA 08/2026 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2026 Present
  • 10/2023 → 07/2025
    Next Financial Group, Inc.
    Roseville, CA
  • 10/2023 → Present
    Sierra Ridge Advisor Group
    Roseville, CA
  • 07/2020 → 12/2023
    Target
    Roseville, CA
  • 10/2019 → 07/2020
    Unemployed/Student
    Brooklyn, NY
  • 08/2019 → 10/2019
    Superfly
    New York, NY
  • 03/2018 → 08/2019
    Unemployed
    Roseville, CA
  • 06/2016 → 03/2018
    Unemployed/Student
    Seattle, WA
  • 07/2025 → 08/2026
    Roseville, CA
  • 10/2023 → Present
    Sierra Ridge Wealth Management
    Roseville, CA
  • 08/2026 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 08/2026 → Present
    Schaumburg, IL
Previous Registrations
  • 2024-05-07 → 2025-07-10
    Next Financial Group, Inc.
    Roseville, CA
Other Businesses

1. NAME OF OTHER BUSINESS: SIERRA RIDGE ADVISOR GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 10/2023 POSITION/TITLE/RELATIONSHIP: REGISTERED ADMINISTRATIVE ASSOCIATE APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 25 BRIEF DESCRIPTION OF DUTIES: REGISTERED ADMINISTRATIVE ASSOCIATE AND PORTFOLIO TRADER; 2. NAME OF OTHER BUSINESS: SIERRA RIDGE WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 10/2023 POSITION/TITLE/RELATIONSHIP: REGISTERED ADMINISTRATIVE ASSOCIATE APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 25 BRIEF DESCRIPTION OF DUTIES: REGISTERED ADMINISTRATIVE ASSOCIATE AND PORTFOLIO TRADER;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-04
  • S66 Uniform Combined State Law Examination
    2024-05-04

View on SEC IAPD

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