Peter Dunn

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2024-08-02
TX	RA	APPROVED_RES	2021-07-09
PA	RA	APPROVED	2010-10-28

NJ RA
APPROVED

Since 2024-08-02
TX RA
APPROVED_RES

Since 2021-07-09
PA RA
APPROVED

Since 2010-10-28

Branch Locations

Haddon Township, NJ • United States

10 Lake Center Drive Suite 203, Marlton, NJ 08053 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massachusetts Mutual Life Insurance Co	Marlton	NJ	11/1998	Present
Mml Investors Services, Llc	Marlton	NJ	03/1999	Present

11/1998 → Present

Massachusetts Mutual Life Insurance Co

Marlton, NJ
03/1999 → Present

Mml Investors Services, Llc

Marlton, NJ

Other Businesses

NAME: PETER DUNN INV REL: Y ADD: 2 BALA PLAZA, SUITE 901, BALA CYNWYD, PA. 19004 NATURE: LIFE, HEALTH POSITION: AGENT START DATE: 1/1/2006 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-03-23
S63	Uniform Securities Agent State Law Examination	1999-07-09

S65 Uniform Investment Adviser Law Examination

2006-03-23
S63 Uniform Securities Agent State Law Examination

1999-07-09

View on SEC IAPD