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Current Employers
Royal Oak Financial Advisors, Llc

512 N. Main Street Ste. 100, Royal Oak, MI 48067 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-10-09
  • MI RA
    APPROVED
    Since 2023-10-09

Branch Locations

38895 Ann Arbor Rd., Livonia, MI 48150 • United States

512 N. Main Street Ste. 100, Royal Oak, MI 48067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Royal Oak Financial Advisors Royal Oak MI 01/2017 10/2023
Royal Oak Financial Advisors Royal Oak MI 10/2023 Present
Alpha Asset Advisors Royal Oak MI 06/2016 12/2017
  • 01/2017 → 10/2023
    Royal Oak Financial Advisors
    Royal Oak, MI
  • 10/2023 → Present
    Royal Oak Financial Advisors
    Royal Oak, MI
  • 06/2016 → 12/2017
    Alpha Asset Advisors
    Royal Oak, MI
Other Businesses

SODECO LIMITED PARTNERSHIP; NON-INVESTMENT RELATED; BIRMINGHAM, MI; REAL ESTATE / CONSTRUCTION COMPANY; LIMITED PARTNER; 01/2012; NOT ACTIVELY ENGAGED, HOWEVER THE PARTNERSHIP STILL EXISTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-09-22
  • S65 Uniform Investment Adviser Law Examination
    2023-09-22

View on SEC IAPD

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