Phillip Eduardo Afif

Employer firm

Royal Oak Financial Advisors, LLC CRD 290152

$366M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers

Royal Oak Financial Advisors, Llc

512 N. Main Street Ste. 100, Royal Oak, MI 48067 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2023-10-09

MI RA
APPROVED

Since 2023-10-09

Branch Locations

38895 Ann Arbor Rd., Livonia, MI 48150 • United States

512 N. Main Street Ste. 100, Royal Oak, MI 48067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Royal Oak Financial Advisors	Royal Oak	MI	01/2017	10/2023
Royal Oak Financial Advisors	Royal Oak	MI	10/2023	Present
Alpha Asset Advisors	Royal Oak	MI	06/2016	12/2017

01/2017 → 10/2023

Royal Oak Financial Advisors

Royal Oak, MI
10/2023 → Present

Royal Oak Financial Advisors

Royal Oak, MI
06/2016 → 12/2017

Alpha Asset Advisors

Royal Oak, MI

Other Businesses

SODECO LIMITED PARTNERSHIP; NON-INVESTMENT RELATED; BIRMINGHAM, MI; REAL ESTATE / CONSTRUCTION COMPANY; LIMITED PARTNER; 01/2012; NOT ACTIVELY ENGAGED, HOWEVER THE PARTNERSHIP STILL EXISTS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-09-22

S65 Uniform Investment Adviser Law Examination

2023-09-22

View on SEC IAPD