W Garner Jeffery

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1998 → Present
  Merrill Lynch
  Mobile, AL
• 06/1998 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Mobile, AL
• 09/2009 → Present
  Bank Of America, Na
  Mobile, AL

Other Businesses

I*1299249For profit or not for profit: Entity For ProfitName of outside business organization: Miss Virginia Sportfishing LLCInvestment related: NAddress of business: OBA, OBA, OBANature of business: ["Limited Liability Company"]Position, title, association: ["Other"], Start date of relationship: 5/25/2023Number of hours devoted: 3 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: authorized user for check writing and authorized card holder to pay expenses only related to Miss Virginia (sportfishing boat name) no ownership. I will not have a governance role., checking account to provide expense funds for sportfishing boat owned by mother in law and her two siblings. Expenses e.g.: Fuel, bait, ice, food, tournament expenses. I would have check writing and be authorized for an associated credit card linked to ch I* 417256For profit or not for profit: Name of outside business organization: Goodwill Easter Seals of the Gulf CoastInvestment related: noAddress of business: Mobile, AL, 36617Nature of business: Position, title, association: Start date of relationship:Number of hours devoted: Number of hours devoted during trading hours: Duties: This is an Edit of a 2014 approved item to add new committee: ad hoc Real estate loan committee. I have been asked to serve on a new ad hoc committee that will shop (RFP) real estate loans for two Goodwill construction projects (Foley AL, and Gulf Breeze FL). These projects have been approved by the board. The RFP will be sent to multiple banks. Bank of America/ML will be recused and can not participate. The committee will make a recommendation to the board for approval. The committee will then be dissolved. process should take 6-8 weeks. OMT will add the approval flows to this request for background and prior approvals. board member (previously approved in 2014) I*4723277 Entity Type: N/A Name of OBA: C S. J Address: Mobile, Alabama, 36608 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 06/22/2026 Number of Hours: 3, Yearly Number of Hours during trading: 0, Yearly Duties: Child/Grandchild I*5086267, Entity Type: , Name of OBA: A G J, Address: Mobile, Alabama, 36608, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 07/27/2026, No Hours: 3 Yearly, No Hours during Trading: 3 Yearly, Duties:

Exams

• S66 Uniform Combined State Law Examination
  1998-09-30

Other Names

• Wallace G (Iii) Jeffery
• Wallace Garner Jeffery
• Garner Jeffery
• W. G Jeffery
• W. Garner Jeffery
• W. Garner Jeffery, Iii
• W. Garner Jeffery Iii
• W. Garner Jeffery
• W. Garner Jeffery, Iii
• W. Garner Jeffery