Carissa Rosanna Casagrande

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-09-05

NY RA
APPROVED

Since 2025-09-05

Branch Locations

324 South Service Road Suite 118, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Koval And Casagrande Cpas, Pllc	Melville	NY	10/2023	Present
Full Time Education	Boston	MA	09/2013	12/2019
Price Waterhouse Coopers	Boston	MA	01/2020	04/2020
Full Time Education	Boston	MA	05/2020	12/2020
Boston Consulting Group	Boston	MA	01/2021	07/2021
Full Time Education	Boston	MA	08/2021	12/2021
Pricewaterhouse Coopers	Boston	MA	01/2022	04/2022
Full-Time Education	Boston	MA	05/2022	07/2022
Forward Financing	Boston	MA	08/2022	09/2023
Avantax Investment Services Inc.	Melville	NY	10/2023	09/2025
Avantax Advisory Services	Melville	NY	10/2023	09/2025
Koval And Casagrande	Melville	NY	06/2017	03/2019
Koval And Casagrande	Melville	NY	03/2023	05/2023
Cetera Wealth Services, Llc	Melville	NY	09/2025	Present
Cetera Investment Advisers Llc	Schaumburg	IL	09/2025	Present

10/2023 → Present

Koval And Casagrande Cpas, Pllc

Melville, NY
09/2013 → 12/2019

Full Time Education

Boston, MA
01/2020 → 04/2020

Price Waterhouse Coopers

Boston, MA
05/2020 → 12/2020

Full Time Education

Boston, MA
01/2021 → 07/2021

Boston Consulting Group

Boston, MA
08/2021 → 12/2021

Full Time Education

Boston, MA
01/2022 → 04/2022

Pricewaterhouse Coopers

Boston, MA
05/2022 → 07/2022

Full-Time Education

Boston, MA
08/2022 → 09/2023

Forward Financing

Boston, MA
10/2023 → 09/2025

Avantax Investment Services Inc.

Melville, NY
10/2023 → 09/2025

Avantax Advisory Services

Melville, NY
06/2017 → 03/2019

Koval And Casagrande

Melville, NY
03/2023 → 05/2023

Koval And Casagrande

Melville, NY
09/2025 → Present

Cetera Wealth Services, Llc

Melville, NY
09/2025 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2024-02-05 → 2025-09-05

Avantax Advisory Services

Melville, NY

Dallas, TX

Other Businesses

KOVAL & CASAGRANDE CPAS, PLLC POSITION: Accountant NATURE: Financial Planning Investment Assistance Tax Preparation for Individuals Tax Preparation for Businesses Financial Statement Preparation Avantax Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 10/16/2023 ADDRESS: 324 South Service Rd, Suite 118, Melville NY 11747, United States DESCRIPTION: Submitting Tax Returns Sales Tax ReturnsPayroll FilingCensus ReportsTax Return PreparationAvantax Services

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-02-05

S66 Uniform Combined State Law Examination

2024-02-05

View on SEC IAPD