James Mercer Treadwell

Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2008 → 09/2024
  Fintrust Capital Advisors, Llc
  Athens, GA
• 01/2010 → 12/2017
  Silver Oak Securities, Inc
  Athens, GA
• 01/2018 → 09/2024
  Fintrust Capital Partners, Llc
  Athens, GA
• 04/2017 → Present
  The Cancer Foundation Of Northeast Georgia
  Athens, GA
• 02/2018 → 09/2024
  Fintrust Brokerage Services, Llc
  Athens, GA
• 10/2024 → Present
  Wealth Enhancement Group
  Athens, GA
• 10/2024 → Present
  Wealth Enhancement Advisory Services
  Athens, GA

Previous Registrations

• 2008-02-07 → 2024-10-03
  Fintrust Capital Advisors, Llc
  Greenville, SC
  Athens, GA
• 2007-09-26 → 2008-03-10
  American Securities Group, Inc.
  Athens, GA
  Charlotte, NC

Other Businesses

THE CANCER FOUNDATION - ATHENS, GA. VICE PRESIDENT. 5 HOURS PER MONTH, 3 HOURS DURING TRADING HOURS. PROVIDE FINANCIAL ASSISTANCE TO CANCER PATIENTS IN 25 COUNTY REGION. JMT3, LLC - STATHAM, GA. OWNER. ENTITY FOR INVESTMENT PURPOSES. 0 HOURS PER MONTH, 0 HOURS DURING TRADING HOURS.

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-04-28

Designations

• Chartered Financial Analyst

Other Names

• Mercer Treadwell
• James Mercer Treadwell