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19520 West Catawba Avenue Suite 112, Cornelius, NC 28031 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-18 |
Branch Locations
19520 West Catawba Avenue Suite 112, Cornelius, NC 28031 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alphastar Capital Management | Cornelius | NC | 05/2026 | Present |
| Rra Agency | Katy | TX | 09/2023 | Present |
| Brookstone Wealth Advisors | Hockley | TX | 10/2023 | 07/2024 |
| Retirement Risk Advisors | Hockley | TX | 04/2023 | Present |
| American Income Life | Altamonte Springs | FL | 02/2023 | 04/2023 |
| Unemployed | Houston | TX | 06/2022 | 02/2023 |
| Ddms | Salt Lake City | UT | 12/2021 | 05/2022 |
| Unemployed | Salt Lake City | UT | 09/2021 | 12/2021 |
| Abs Kids | Salt Lake City | UT | 06/2021 | 09/2021 |
| Brigham Young University | Provo | UT | 08/2020 | 06/2021 |
| Mary Kay | Orem | UT | 03/2020 | 03/2021 |
| Carpe Diem | Orem | UT | 04/2020 | 06/2020 |
| Brigham Young University | Provo | UT | 03/2020 | 12/2020 |
| Adventure Time Preschool | Provo | UT | 01/2020 | 03/2020 |
| North Eastern Services | Orem | UT | 01/2019 | 01/2020 |
| Captioncall | Orem | UT | 04/2018 | 01/2019 |
| Brigham Young University | Provo | UT | 09/2017 | 05/2018 |
| Unemployed | Dorado | PR | 12/2015 | 09/2017 |
| High School Student | Dorado | PR | 07/2014 | 06/2017 |
| College Student | Provo | UT | 06/2017 | 12/2021 |
| Institute For Wealth Management Llc | Hockley | TX | 07/2024 | Present |
1 - Retirement Risk Advisors. It is investment-related. Katy, TX. Retirement planning through analysis of client finances and recommendations and sales of life insurance products. My position is a Client Care Specialist and I am an employee. I started 04/2023. I work 40 hours/week. 0 securities trading hours. Communication with client, document gathering, Social Security Analysis. 2 - the name of the other business; RRA Agency whether the business is investment-related; Yes the address of the other business; Katy, TX the nature of the other business; Insurance your position; Junior Advisor title, or relationship with the other business; Junior Advisor the start date of your relationship; 09/2023 the approximate number of hours/month you devote to the other business; 10/15 hours per month the number of hours you devote to the other business during securities trading hours; 10/15 hours per month and briefly describe your duties relating to the other business; Selling life insurance and annuities, putting together retirement plans and presenting them to clients.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-09-22 |
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