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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-27 |
| TX | RA | APPROVED_RES | 2020-05-21 |
| NJ | RA | APPROVED | 2009-06-30 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Melville | NY | 06/2009 | Present |
STONE MANOR CAPITAL CORP, INV RELATED, MELVILLE, NY, 100% OWNERSHIP, START 7/1/2009, .25 HOURS PER MONTH, .25 DURING TRADING, FINET PRACTICE. GANZE KAUFER & HUGHES; INVESTMENT RELATED; MELVILLE,NY; 50% OWNERSHIP; START DATE 05/12/2020; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; OWNER OF FINET PRACTICE. FMRG HOLDINGS, LLC, INVT RELATED, MELVILLE, NY, 8.33% OWNERSHIP, START DATE 2/2/2021, 1 HR PER MONTH, 0 HRS DURING TRADING, REAL ESTATE GROUP FOR FINET OFFICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-08-12 |
| S63 | Uniform Securities Agent State Law Examination | 1999-05-21 |
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