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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-07-10 |
| MN | RA | APPROVED | 2024-08-06 |
Branch Locations
13765 83Rd Way N, Maple Grove, MN 55369 • United States
90 S 7Th St 10Th & 11Th Fls [Gq-Rbo], Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Investments, Inc. | Saint Paul | MN | 10/2023 | 07/2024 |
| U.S. Bank | Minneapolis | MN | 03/2021 | 10/2023 |
| Doordash | Minneapolis | MN | 07/2016 | 07/2022 |
| Raising Cane's | Minneapolis | MN | 07/2019 | 03/2020 |
| Dairy Queen | Hopkins | MN | 09/2014 | 07/2019 |
| Wells Fargo Clearing Services, Llc | Plymouth | MN | 07/2024 | Present |
| Wells Fargo Bank, Na | Plymouth | MN | 07/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-05-22 |
| S63 | Uniform Securities Agent State Law Examination | 2024-03-21 |
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