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Henry Nmn Dervishi

Broadoak Asset Management, LLC

Bethesda, MD

CRD 7816733

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Employer firm

Broadoak Asset Management, LLC CRD 148901

$519M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Broadoak Asset Management, Llc

4800 Montgomery Lane Suite 230, Bethesda, MD 20814 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APP_PEND_IARCE 2026-01-01
  • MD RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

4800 Montgomery Lane Suite 230, Bethesda, MD 20814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Broadoak Capital Partners Bethesda MD 01/2023 Present
Limiar Capital Partners Arlington VA 10/2020 01/2023
Financial Technology Partners San Francisco CA 06/2018 08/2018
Unemployed Bethesda MD 06/2016 06/2018
Matheson Financial Advisors Mclean VA 10/2018 08/2020
  • 01/2023 → Present
    Broadoak Capital Partners
    Bethesda, MD
  • 10/2020 → 01/2023
    Limiar Capital Partners
    Arlington, VA
  • 06/2018 → 08/2018
    Financial Technology Partners
    San Francisco, CA
  • 06/2016 → 06/2018
    Unemployed
    Bethesda, MD
  • 10/2018 → 08/2020
    Matheson Financial Advisors
    Mclean, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-12-28
  • S65 Uniform Investment Adviser Law Examination
    2023-12-28

View on SEC IAPD

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