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Khalid Mohammed Al Abid

Symphony One Capital Management, LLC

Dallas, TX

Wilmington, NC

CRD 7816699

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Employer firm

Symphony One Capital Management, LLC CRD 329568

$13.0M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Symphony One Capital Management, Llc

17304 Preston Road Suite 800, Dallas, TX 75287 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-07-01
  • NC RA
    APPROVED
    Since 2025-07-01

Branch Locations

17304 Preston Road Suite 800, Dallas, TX 75287 • United States

Wilmington, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 09/2023 05/2025
Wells Fargo Wilmington NC 06/2022 10/2023
University Of North Carolina Wilmington Wilmington NC 06/2019 05/2022
United States Marine Corps Jacksonville FL 04/2015 06/2019
Symphony One Capital Management, Llc Dallas TX 05/2025 Present
  • 09/2023 → 05/2025
    Equitable Advisors, Llc
    New York, NY
  • 06/2022 → 10/2023
    Wells Fargo
    Wilmington, NC
  • 06/2019 → 05/2022
    University Of North Carolina Wilmington
    Wilmington, NC
  • 04/2015 → 06/2019
    United States Marine Corps
    Jacksonville, FL
  • 05/2025 → Present
    Symphony One Capital Management, Llc
    Dallas, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-07-01
S63 Uniform Securities Agent State Law Examination 2023-10-27
S66 Uniform Combined State Law Examination 2023-08-07
  • S65 Uniform Investment Adviser Law Examination
    2025-07-01
  • S63 Uniform Securities Agent State Law Examination
    2023-10-27
  • S66 Uniform Combined State Law Examination
    2023-08-07
Other Names
  • Khalid Mohammed Al Abid
  • Prince Al Abid
  • Khalid Alabid

View on SEC IAPD

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