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Antoine Malouin

Ameriprise Financial Services, LLC

San Jose, CA

San Mateo, CA

CRD 7816651

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-12-12
CA RA APPROVED 2025-05-28
  • TX RA
    APPROVED
    Since 2025-12-12
  • CA RA
    APPROVED
    Since 2025-05-28

Branch Locations

San Jose, CA • United States

1900 O'FArrell St Ste 180, San Mateo, CA 94403-1329 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc San Mateo CA 10/2023 Present
Student - Uc Irvine Irvine CA 10/2020 07/2023
Unemployed San Jose CA 04/2002 10/2020
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-14
  • S66 Uniform Combined State Law Examination
    2025-03-14
Other Names
  • Antoine Malouin

View on SEC IAPD

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