Austin Voorhees Koenen

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2013 → 08/2018
  J.P. Morgan Securities Llc
  Atlanta, GA
• 06/2013 → 08/2018
  Jpmorgan Chase Bank Na
  Atlanta, GA
• 08/2018 → 11/2024
  Citigroup Global Markets Inc
  Atlanta, GA
• 11/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Atlanta, GA

Previous Registrations

• 2019-01-14 → 2024-11-05
  Citigroup Global Markets Inc.
  Tampa, FL
  Miami, FL
  Atlanta, GA
  Washington, DC
  Greenwich, CT
  Atlanta, GA

Other Businesses

Name of the other business : KAK Whether the business is investment-related Yes, I'm responsible for her investments. Address of the other business Atlanta GA 30305 Nature of the other business POA/Executer/Trustee Your position Son Title, or relationship with the other business Son Start date of your relationship 8/23/2021 Approximate number of hours/month you devote to the other business 1hr per month Number of hours you devote to the other business during securities trading hours None Briefly describe your duties relating to the other business POA/Trustee/Executer for my Mother's estate.

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-01-11
• S63 Uniform Securities Agent State Law Examination
  2013-08-20

Other Names

• Austin Koenen
• Austin Voorhees Koenen
• Austin Voorhees Koenen