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Nicolas Fletcher

Fisher Investments

Plano, TX

CRD 7816347

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Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-13
  • TX RA
    APPROVED
    Since 2024-08-13

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services Plano TX 10/2023 10/2023
American Fireworks Bastrop TX 06/2015 06/2020
Lubbock Isd Lubbock TX 08/2019 06/2021
Sunnyvale Isd Sunnyvale TX 07/2021 08/2023
Ameriprise Financial Services, Llc Plano TX 03/2020 03/2020
Ameriprise Financial Services, Llc. Plano TX 10/2023 08/2024
Fisher Investments Plano TX 08/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-22
  • S66 Uniform Combined State Law Examination
    2024-01-22
Other Names
  • Nicolas Fletcher

View on SEC IAPD

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