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Charles Walter Price

LPl Financial LLC

Mount Laurel, NJ

CRD 7815958

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-05-22
  • NJ RA
    APPROVED
    Since 2024-05-22

Branch Locations

Mount Laurel, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Delaware River Port Authority Camden NJ 10/2003 01/2024
Lpl Financial Mount Laurel NJ 10/2023 Present
  • 10/2003 → 01/2024
    Delaware River Port Authority
    Camden, NJ
  • 10/2023 → Present
    Lpl Financial
    Mount Laurel, NJ
Other Businesses

1- 06/2023 / JRA Investment Strategies / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED / 160 HRS MNTH / 8 HRS DURING TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-22
  • S66 Uniform Combined State Law Examination
    2024-05-22
Other Names
  • Charles Price

View on SEC IAPD

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