Shannon Marie Sutherland

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → Present
  Commonwealth Financial Network
  San Diego, CA

Previous Registrations

• 2008-01-01 → 2014-02-18
  Wells Fargo Clearing Services, Llc
  Woodland Hills, CA
  Beverly Hills, CA
• 2005-01-10 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Beverly Hills, CA
  Beverly Hills, CA
  St. Louis, MO
• 2003-04-23 → 2005-04-21
  Genter Capital Management
  Los Angeles, CA

Other Businesses

1. SIMPLE IMPACT, FIXED INSURANCE SALES. INVESTMENT RELATED, AT BRANCH LOCATION. 2. TRUSTEE OF COMPANY RETIREMENT PLAN, SIMPLE IMPACT RETIREMENT TRUST; CONDUCTED AT BRANCH LOCATION; INVESTMENT RELATED 3. OWNER OF SIMPLE IMPACT LLC, ENTITY CREATED TO FACILITATE SECURITIES BUSINESS; INVESTMENT RELATED; CONDUCTED AT BRANCH LOCATION.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-11-16
• S63 Uniform Securities Agent State Law Examination
  2000-08-23

Other Names

• Shan Marie Sutherland
• Shannon Walther