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Sara Ol Farner

Morgan Stanley

Walnut Creek, CA

CRD 3206227

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-02-24
CA RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2011-02-24
  • CA RA
    APPROVED
    Since 2009-06-01

Branch Locations

1333 North California Boulevard Suite 133, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Walnut Creek CA 11/2000 Present
Morgan Stanley Smith Barney Walnut Creek CA 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 11/2000 → Present
    Citigroup Global Markets Inc.
    Walnut Creek, CA
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Walnut Creek, CA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-03-05
S65 Uniform Investment Adviser Law Examination 2001-02-25
  • S63 Uniform Securities Agent State Law Examination
    2001-03-05
  • S65 Uniform Investment Adviser Law Examination
    2001-02-25
Other Names
  • Sara Eileen Olsen
  • Sara Ol Olsen

View on SEC IAPD

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USCF ADVISERS · WALNUT CREEK, CA
BURTON ENRIGHT WELCH · WALNUT CREEK, CA
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