Nicholas Richards

Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-05-28

FL RA
APPROVED

Since 2025-05-28

Branch Locations

Riverview, FL • United States

4200 W Cypress Street Suite 700, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Guardian Life Insurance Company	Tampa	FL	09/2023	Present
Servicemaster Dsi	Tampa	FL	06/2023	09/2023
Otis Elevator	Tampa	FL	06/2020	05/2023
Miller Real Estate	Gainesville	FL	01/2019	09/2019
University Of Florida	Gainesville	FL	08/2016	05/2020
Publix	Gainesville	FL	10/2018	12/2018
Park Avenue Securities	Tampa	FL	12/2024	Present
Guardian Life Insurance Company	Riverview	FL	09/2023	Present
Park Avenue Securities	Riverview	FL	12/2024	Present

09/2023 → Present

Guardian Life Insurance Company

Tampa, FL
06/2023 → 09/2023

Servicemaster Dsi

Tampa, FL
06/2020 → 05/2023

Otis Elevator

Tampa, FL
01/2019 → 09/2019

Miller Real Estate

Gainesville, FL
08/2016 → 05/2020

University Of Florida

Gainesville, FL
10/2018 → 12/2018

Publix

Gainesville, FL
12/2024 → Present

Park Avenue Securities

Tampa, FL
09/2023 → Present

Guardian Life Insurance Company

Riverview, FL
12/2024 → Present

Park Avenue Securities

Riverview, FL

Other Businesses

1) BNI Mentor Coordinator, Start Date: 10/1/2025, Address: 5921 Stockport St, Riverview Fl 33578, 2 total hours per month; 0 during securities trading hours, Not Investment Related, No Annual Compensation,

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-05-21

S66 Uniform Combined State Law Examination

2025-05-21

View on SEC IAPD