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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-03-04 |
Branch Locations
750 N. San Vicente Blvd. Ste 800 West, West Hollywood, CA 90069 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services Inc. | Los Angeles | CA | 09/2023 | Present |
| La Grange Little League | La Grange | IL | 04/2015 | 09/2016 |
| The Los Angeles Loyolan | Los Angeles | CA | 03/2021 | 09/2021 |
| Keller Williams Beverly Hills | Beverly Hills | CA | 10/2021 | 12/2021 |
| Taskrabbit | Los Angeles | CA | 01/2022 | 02/2022 |
| Lakeside Golf Club | Toluca Lake | CA | 01/2023 | 09/2023 |
| L'OReal Fragrance | Oak Brook | IL | 12/2022 | 12/2023 |
| Loyola Marymount University | Los Angeles | CA | 09/2022 | 05/2024 |
| Hinsdale Golf Club | Clarendon Hills | IL | 04/2016 | 09/2024 |
| Doordash | Los Angeles | CA | 06/2021 | 09/2025 |
| The Tcw Group | Los Angeles | CA | 06/2023 | 08/2023 |
| Uber Eats | Los Angeles | CA | 01/2022 | 09/2025 |
| Instacart | Los Angeles | CA | 01/2022 | 09/2025 |
| Grubhub | Los Angeles | CA | 02/2022 | 09/2025 |
| Loyola Marymount University | Los Angeles | CA | 08/2020 | 05/2024 |
| Raymond James Financial Services Advisors, Inc. | West Hollywood | CA | 03/2025 | Present |
(1) Name of Business: Lumen Wealth Group Address: 750 N San Vicente Blvd Ste 800W, West Hollywood, CA, 90069-5788, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/03/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Administrative role, filing paperwork, etc. (2) Name of Business: Noble Wealth Partners Address: 750 N San Vicente Blvd Ste 800W, West Hollywood, CA, 90069-5788, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 12/05/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 2-10 Description of duties: Administrative duties, filing paperwork, etc.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-02-28 |
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