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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-04
  • CA RA
    APPROVED
    Since 2025-03-04

Branch Locations

750 N. San Vicente Blvd. Ste 800 West, West Hollywood, CA 90069 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Inc. Los Angeles CA 09/2023 Present
La Grange Little League La Grange IL 04/2015 09/2016
The Los Angeles Loyolan Los Angeles CA 03/2021 09/2021
Keller Williams Beverly Hills Beverly Hills CA 10/2021 12/2021
Taskrabbit Los Angeles CA 01/2022 02/2022
Lakeside Golf Club Toluca Lake CA 01/2023 09/2023
L'OReal Fragrance Oak Brook IL 12/2022 12/2023
Loyola Marymount University Los Angeles CA 09/2022 05/2024
Hinsdale Golf Club Clarendon Hills IL 04/2016 09/2024
Doordash Los Angeles CA 06/2021 09/2025
The Tcw Group Los Angeles CA 06/2023 08/2023
Uber Eats Los Angeles CA 01/2022 09/2025
Instacart Los Angeles CA 01/2022 09/2025
Grubhub Los Angeles CA 02/2022 09/2025
Loyola Marymount University Los Angeles CA 08/2020 05/2024
Raymond James Financial Services Advisors, Inc. West Hollywood CA 03/2025 Present
  • 09/2023 → Present
    Raymond James Financial Services Inc.
    Los Angeles, CA
  • 04/2015 → 09/2016
    La Grange Little League
    La Grange, IL
  • 03/2021 → 09/2021
    The Los Angeles Loyolan
    Los Angeles, CA
  • 10/2021 → 12/2021
    Keller Williams Beverly Hills
    Beverly Hills, CA
  • 01/2022 → 02/2022
    Taskrabbit
    Los Angeles, CA
  • 01/2023 → 09/2023
    Lakeside Golf Club
    Toluca Lake, CA
  • 12/2022 → 12/2023
    L'OReal Fragrance
    Oak Brook, IL
  • 09/2022 → 05/2024
    Loyola Marymount University
    Los Angeles, CA
  • 04/2016 → 09/2024
    Hinsdale Golf Club
    Clarendon Hills, IL
  • 06/2021 → 09/2025
    Doordash
    Los Angeles, CA
  • 06/2023 → 08/2023
    The Tcw Group
    Los Angeles, CA
  • 01/2022 → 09/2025
    Uber Eats
    Los Angeles, CA
  • 01/2022 → 09/2025
    Instacart
    Los Angeles, CA
  • 02/2022 → 09/2025
    Grubhub
    Los Angeles, CA
  • 08/2020 → 05/2024
    Loyola Marymount University
    Los Angeles, CA
  • 03/2025 → Present
    West Hollywood, CA
Other Businesses

(1) Name of Business: Lumen Wealth Group Address: 750 N San Vicente Blvd Ste 800W, West Hollywood, CA, 90069-5788, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/03/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Administrative role, filing paperwork, etc. (2) Name of Business: Noble Wealth Partners Address: 750 N San Vicente Blvd Ste 800W, West Hollywood, CA, 90069-5788, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 12/05/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 2-10 Description of duties: Administrative duties, filing paperwork, etc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-28
  • S66 Uniform Combined State Law Examination
    2025-02-28

View on SEC IAPD

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