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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-09-04 |
| TX | RA | APPROVED | 2025-09-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tween Brands (Justice) | Florence | KY | 09/2016 | 10/2016 |
| Skyline Chili | Erlanger | KY | 01/2017 | 03/2018 |
| Francesca's Operations, Inc | Crestview Hills | KY | 10/2016 | 05/2018 |
| Walt's Hitching Post | Fort Wright | KY | 11/2017 | 06/2020 |
| Izzy's | Florence | KY | 08/2018 | 09/2023 |
| Guardian Savings Bank | Park Hills | KY | 05/2021 | 06/2021 |
| Skyline Chili | Florence | KY | 06/2020 | 08/2020 |
| Ernst & Young Llp | Cincinnati | OH | 01/2021 | 03/2021 |
| Fidelity Investments | Covington | KY | 09/2023 | Present |
| Barleycorn's | Florence | KY | 06/2021 | 09/2021 |
| Notre Dame Academy | Park Hills | KY | 08/2014 | 05/2018 |
| University Of Kentucky | Lexington | KY | 08/2018 | 12/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 2024-08-26 |
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