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Michael R. Hardison

Stephens

Houston, TX

CRD 3206034

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Employer firm

Stephens CRD 3496

$18.0B regulatory AUM 170 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-06-11
  • TX RA
    APPROVED
    Since 2014-06-11

Branch Locations

9 Greenway Plaza, Houston, TX 77046 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stephens Inc. Houston TX 06/2014 Present
  • 06/2014 → Present
    Stephens Inc.
    Houston, TX
Previous Registrations
  • 2009-06-01 → 2014-06-18
    Houston, TX
  • 2006-02-21 → 2009-06-01
    Houston, TX
    Houston, TX
    New York, NY
    Houston, TX
  • 2000-08-03 → 2006-02-21
    Legg Mason Wood Walker, Incorporated
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-07-08
  • S66 Uniform Combined State Law Examination
    2000-07-08
Other Names
  • Michael R Hardison
  • Michael Ray Hardison
  • Michael Ray Hardison Jr.
  • Michael Ray Hardison
  • Michael R. Hardison Jr.

View on SEC IAPD

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