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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Valdosta | GA | 07/2023 | 11/2024 |
| Unemployment | Albany | GA | 02/2021 | 07/2021 |
| South Georgia Pecan Co | Valdosta | GA | 08/2005 | 02/2021 |
| Cintas | Albany | GA | 07/2021 | 11/2023 |
| Primerica | Albany | GA | 02/2021 | 10/2023 |
| The Prudential Insurance Company Of America | Valdosta | GA | 02/2024 | Present |
| Lpl Enterprise, Llc | Valdosta | GA | 11/2024 | Present |
1) 12/27/2024 - Alpha Wealth Group - DBA for LPL Business (entity for LPL business) - INV Related - At reported business location(s) - Start Date 11/20/2024 - 1hrs/mth - 1hrs During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-01-07 |
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