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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-19 |
| MN | RA | APPROVED | 2025-03-04 |
Branch Locations
512 Main St S Suite 100, Cambridge, MN 55008 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Splitrocks Llc | Wyoming | MN | 02/2019 | Present |
| Floppie Crappie Lakeside Pub Llc | Pine City | MN | 05/2022 | 10/2023 |
| Tailgaters Sports Bar & Grill | North Branch | MN | 04/2021 | 06/2021 |
| Minnesota Unemployment Insurance | Mora | MN | 03/2020 | 03/2021 |
| Anoka-Ramsey Community College | Cambridge | MN | 08/2019 | 05/2021 |
| Metropolitan State University | St. Paul | MN | 08/2021 | 08/2023 |
| Primary Student | Mora | MN | 06/2012 | 06/2019 |
| Commonwealth Financial Network | Waltham | MA | 09/2023 | 05/2025 |
| Newton Financial Solutions, Llc | Cambridge | MN | 09/2023 | 05/2025 |
| Commonwealth Financial Network | Waltham | MA | 05/2025 | Present |
| Newton Financial Solutions, Llc | Cambridge | MN | 05/2025 | Present |
1. Bartender/Waitress, Splitrocks; Located at 5063 273rd St., Wyoming, MN 55092, as of 02/2019; 0% of time spent during business hours; Not conducted at branch location; Not investment related. 2. Fixed insurance sales; Located at 600 South Main Street, Suite 110, Cambridge, MN 55008, as of 01/27/2026; 1% of time spent during business hours; Conducted at branch location; Investment related. 3. Bartender/Server; Located at 34041 State Hwy 47, Cambridge, MN 55008, as of 05/18/2026; 0% of time spent during business hours; Not conducted at branch location; Not investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-02-27 |
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