Samuel Allen Bruning

Employer firm

Southern Magnolia Investment Management LLC CRD 306444

$15.5M regulatory AUM 1 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Southern Magnolia Investment Management Llc

Port Saint Lucie, FL • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-04-02
TX	RA	APPROVED_RES	2020-01-31

FL RA
APPROVED

Since 2026-04-02
TX RA
APPROVED_RES

Since 2020-01-31

Branch Locations

Port Saint Lucie, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Stuart	FL	08/2009	04/2019
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	04/2019
Southern Magnolia Investment Management Llc	Port Saint Lucie	FL	10/2019	Present
Not Employed	Port Saint Lucie	FL	05/2019	10/2019

08/2009 → 04/2019

Morgan Stanley Smith Barney

Stuart, FL
01/2015 → 04/2019

Morgan Stanley Private Bank, National Association

New York, NY
10/2019 → Present

Southern Magnolia Investment Management Llc

Port Saint Lucie, FL
05/2019 → 10/2019

Not Employed

Port Saint Lucie, FL

Previous Registrations

2009-09-03 → 2019-04-04

Morgan Stanley

Stuart, FL
2006-01-03 → 2009-08-25

Wells Fargo Clearing Services, Llc

Stuart, FL

Stuart, FL

Stuart, FL

Stuart, FL

Other Businesses

1. Market to Market, Inc.; Investment related; Sports Memorabilia; Independent Contractor (proprietor, partner, officer, director, employee, trustee, agent); Mar 2019; During business hours: 0; After business hours: 10; deliver package, have athletes sign memorabilia, and return to Market to Market. 2. Martin County Police Athletic League; 06/27/2022 to Present. Florida Not for Profit Corporation. Vice President. No conflict with Client. 1 hour per month. 5. Martin County TaxPayers Association; 01/01/2022 to Present. Florida Not for Profit Corporation. Treasurer. No conflict with Client. 1 hour per month. 6. M.E.'s Team Charitable Foundation; 01/01/2022 to Present. Florida Not for Profit Corporation. Treasurer. No conflict with Client. 1 hour per month. 7. Habitat Young Professionals of Martin County; Board Member; Not Investment Related; 2555 SE Bonita Street Stuart Florida 34997; Description: Florida Not for Profit Corporation; Responsibilities: Volunteer at home building events. Attend networking events. ; Start date: 2024-01-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 2; Percentage of total yearly compensation expected to be derived from the business: 0.