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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-09-22
  • FL RA
    APPROVED
    Since 2025-09-22

Branch Locations

720 Rugby St Suite 200, Orlando, FL 32804 • United States

601 N New York Avenue Suite 102, Winter Park, FL 32789 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Maitland FL 10/2023 07/2025
The Home Depot Inc. Clay NY 05/2020 12/2021
New York Life Insurance Company Maitland FL 10/2023 07/2025
Safe Harbor Wills And Trusts Liverpool NY 04/2022 08/2022
Russell Sage College Albany NY 08/2021 05/2023
Iowa Western Community College Council Bluffs IA 08/2020 07/2021
Manhattan University Riverdale NY 08/2019 05/2020
Charles W Baker Highschool Baldwinsville NY 09/2015 06/2019
Raymond James Financial Services, Inc. Winter Park FL 08/2025 Present
Hudson Valley Community College Troy NY 08/2023 08/2023
Raymond James Financial Services Advisors, Inc Winter Park FL 09/2025 Present
  • 10/2023 → 07/2025
    Nylife Securities Llc
    Maitland, FL
  • 05/2020 → 12/2021
    The Home Depot Inc.
    Clay, NY
  • 10/2023 → 07/2025
    New York Life Insurance Company
    Maitland, FL
  • 04/2022 → 08/2022
    Safe Harbor Wills And Trusts
    Liverpool, NY
  • 08/2021 → 05/2023
    Russell Sage College
    Albany, NY
  • 08/2020 → 07/2021
    Iowa Western Community College
    Council Bluffs, IA
  • 08/2019 → 05/2020
    Manhattan University
    Riverdale, NY
  • 09/2015 → 06/2019
    Charles W Baker Highschool
    Baldwinsville, NY
  • 08/2025 → Present
    Raymond James Financial Services, Inc.
    Winter Park, FL
  • 08/2023 → 08/2023
    Hudson Valley Community College
    Troy, NY
  • 09/2025 → Present
    Winter Park, FL
Other Businesses

(1)Name of Business: Palmer Planells Wealth Group Address: 601 N New York Ave Ste 102, Winter Park, FL, 32789-3103, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 07/14/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Administrative tasks

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-01
S63 Uniform Securities Agent State Law Examination 2024-05-24
  • S66 Uniform Combined State Law Examination
    2025-09-01
  • S63 Uniform Securities Agent State Law Examination
    2024-05-24

View on SEC IAPD

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