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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-01-01
  • MN RA
    APPROVED
    Since 2024-01-01

Branch Locations

1710 Robert St S, West Saint Paul, MN 55118 • United States

90 S 7Th St 10Th & 11Th Fls [Gq-Rbo], Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Richfield MN 08/2023 Present
Lake Area Mortgage- A Division Of Royal Credit Union Arden Hills MN 03/2023 08/2023
Wells Fargo Home Mortgage West Saint Paul MN 06/2021 03/2023
Wells Fargo West Saint Paul MN 08/2016 06/2021
Wells Fargo Bank, Na Richfield MN 08/2016 Present
Master Hand Remodeling & Construction Saint Paul MN 07/2020 Present
  • 08/2023 → Present
    Richfield, MN
  • 03/2023 → 08/2023
    Lake Area Mortgage- A Division Of Royal Credit Union
    Arden Hills, MN
  • 06/2021 → 03/2023
    Wells Fargo Home Mortgage
    West Saint Paul, MN
  • 08/2016 → 06/2021
    Wells Fargo
    West Saint Paul, MN
  • 08/2016 → Present
    Wells Fargo Bank, Na
    Richfield, MN
  • 07/2020 → Present
    Master Hand Remodeling & Construction
    Saint Paul, MN
Other Businesses

MASTER HAND REMODELING & CONSTRUCTION LLC; NOT INV. RELATED; SAINT PAUL, MN; 25% OWNERSHIP; FAMILY OWNED RESIDENTIAL CONSTRUCTION; START DATE 7/15/2020; 10 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: CLERICAL/BOOKKEEPING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-12-27
S63 Uniform Securities Agent State Law Examination 2023-12-01
  • S65 Uniform Investment Adviser Law Examination
    2023-12-27
  • S63 Uniform Securities Agent State Law Examination
    2023-12-01
Other Names
  • Nilsson E Hernandez

View on SEC IAPD

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