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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-01-02 |
Branch Locations
6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States
5501 Carolina Beach Rd, Wilmington, NC 28412 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Wilmington | NC | 09/2023 | Present |
| Wells Fargo Bank, Na | Wilmington | NC | 01/2020 | Present |
| University Of North Caolina At Wilmington | Wilmington | NC | 08/2015 | 12/2017 |
| Texas Roadhouse | Wilmington | NC | 01/2018 | 08/2019 |
| Brixx Woodfired Pizza | Wilmington | NC | 08/2019 | 02/2020 |
| Cape Fear Community College | Wilmington | NC | 01/2018 | 05/2019 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 2023-12-04 |
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