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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-03
  • TX RA
    APPROVED
    Since 2024-05-03

Branch Locations

1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States

12859 Kimberley Ln, Houston, TX 77024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Houston TX 08/2019 Present
Wells Fargo Clearing Services, Llc Houston TX 09/2023 Present
Apple Inc. Houston TX 03/2019 10/2019
Children'S Lighthouse Of Grand Mission Richmond TX 08/2018 03/2019
Honeymee Gardena CA 11/2016 07/2018
El Camino Community College Torrance CA 08/2016 05/2018
  • 08/2019 → Present
    Wells Fargo Bank, Na
    Houston, TX
  • 09/2023 → Present
    Houston, TX
  • 03/2019 → 10/2019
    Apple Inc.
    Houston, TX
  • 08/2018 → 03/2019
    Children'S Lighthouse Of Grand Mission
    Richmond, TX
  • 11/2016 → 07/2018
    Honeymee
    Gardena, CA
  • 08/2016 → 05/2018
    El Camino Community College
    Torrance, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-05-02
S63 Uniform Securities Agent State Law Examination 2024-02-06
  • S65 Uniform Investment Adviser Law Examination
    2024-05-02
  • S63 Uniform Securities Agent State Law Examination
    2024-02-06

View on SEC IAPD

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