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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-10-03 |
| PA | RA | APPROVED | 2024-09-06 |
Branch Locations
One Bryant Park, New York, NY 10036 • UNITED STATES
475 Rolling Ridge Dr, State College, PA 16801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | State College | PA | 09/2023 | Present |
| Cnb Financial Corporation | Clearfield | PA | 05/2022 | 09/2023 |
| Cnb Financial Corporation | Clearfield | PA | 06/2019 | 05/2022 |
| Full-Time Student-Curwensville High School And Gannon University | Curwensville/Erie | PA | 01/2013 | 05/2022 |
If Other Business, is something you continue to do, Name of the other business- Participate with brother in a joint eBay account (eBay Inc)Whether the business is investment-related- Business is not investment relatedAddress of the other business- Grampian PA 16838Nature of the other business- Selling used clothing and sports memorabilia Your position- SellerTitle, or relationship with the other business- Joint account with brotherStart date of your relationship- Began buying/selling in May 2022Approximate number of hours/month you devote to the other business- 4 hours/weekNumber of hours you devote to the other business during securities trading hours- 0 hoursBriefly describe your duties relating to the other business- My brother and I buy/sell sports memorabilia and gently used clothing using a joint eBay account I* 1507262 For profit or not for profit: Name of outside business organization: eBay Inc Investment related: no Address of business: San Jose, CA Nature of business: Corporation Position, title, association: Other Start date of relationship: 09/30/2023 Number of hours devoted: 0 monthly Number of hours devoted during trading hours: 0 Duties: My brother and I sell items we no longer use on eBay on occasion.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-05 |
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