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One Orange Way, Windsor, CT 06095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-04-23 |
| NY | RA | APPROVED | 2026-04-16 |
| TX | RA | APPROVED | 2026-04-16 |
Branch Locations
121 Seaport Boulevard 11Th Floor, Boston, MA 02210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kbw Financial Staffing & Recruiting | Boston | MA | 05/2023 | 09/2023 |
| The Pasta House | Fairhaven | MA | 05/2017 | 06/2021 |
| Embargo Llc | New Bedford | MA | 03/2024 | 07/2024 |
| Fidelity Investments | Smithfield | RI | 08/2024 | 04/2026 |
| Gillette Stadium | Foxborough | MA | 08/2021 | 01/2022 |
| Doordash | Fairhaven | MA | 08/2020 | 02/2024 |
| Unemployed | Fairhaven | MA | 05/2014 | 05/2017 |
| Northwestern Mutual | Providence | RI | 09/2023 | 01/2024 |
| Servedwell New Bedford Llc | New Bedford | MA | 06/2021 | 08/2023 |
| Maritime Termincal | New Bedford | MA | 12/2021 | 04/2022 |
| Fidelity Investments | Boston | MA | 03/2025 | 04/2026 |
| Voya Financial Advisors | Boston | MA | 04/2026 | Present |
EMBARGO LLC POSITION: CEO NATURE: Basketball league; LLC created as a formality. This is a Small league with 16 teams and runs on its own. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2024 ADDRESS: 137 union St, New Bedford MA 02740, United States DESCRIPTION: Help to schedule games, collect payments, referee
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-02-12 |
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