Stephen James Bauer

Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2022 → 09/2022
  Flushing Bank
  Uniondale, NY
• 09/2022 → 06/2023
  Oci Property Management
  Garden City, NY
• 10/2013 → 06/2020
  Unemployed
  Saylorsburg, PA
• 06/2020 → 08/2020
  Thousand Trails Resort Scotrun
  Scotrun, PA
• 08/2020 → 04/2021
  Unemployed
  Salylorsburg, PA
• 04/2021 → 06/2021
  Old Westbury Country Club
  Old Westbury, NY
• 06/2021 → 05/2022
  Unemployed
  Saylorsburg, PA
• 06/2023 → 11/2023
  Unemployed
  Aurora, CO
• 11/2023 → Present
  Charles Schwab & Co., Inc.
  Lone Tree, CO
• 12/2025 → Present
  Schwab Wealth Advisory Inc
  Lone Tree, CO

Exams

• S66 Uniform Combined State Law Examination
  2025-08-22
• S63 Uniform Securities Agent State Law Examination
  2024-03-18