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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-12-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Shiplify | Alanta | GA | 09/2021 | 05/2022 |
| Fjallraven | Boulder | CO | 05/2021 | 08/2021 |
| At The Beach | Highlands Ranch | CO | 05/2020 | 09/2020 |
| Florida Financial Advisors | Tampa | FL | 07/2023 | 01/2024 |
| Full Time Education | Boulder | CO | 08/2019 | 07/2023 |
| Full Time Education | Highlands Ranch | CO | 08/2007 | 05/2019 |
| Unemployed | Highlands Ranch | CO | 05/2019 | 08/2019 |
| James Erb | Tampa | FL | 03/2024 | 09/2024 |
| Northwestern Mutual Investment Services Llc | Tampa | FL | 03/2024 | 09/2024 |
| Jersey Mikes | Lone Tree | CO | 05/2016 | 09/2016 |
| Charles Schwab & Co., Inc | Lone Tree | CO | 12/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-11-12 |
| S65 | Uniform Investment Adviser Law Examination | 2023-08-14 |
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