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N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2023-10-02 |
Branch Locations
N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Global View Capital Advisors, Llc | Waukesha | WI | 06/2023 | Present |
| Global View Capital Insurance Services, Llc | Waukesha | WI | 08/2023 | Present |
| Global View Capital Management, Llc | Waukesha | WI | 10/2023 | Present |
| Kohler Company | Kohler | WI | 10/2022 | Present |
| Donohue & Associates | Sheboygan | WI | 12/2019 | 10/2022 |
| Uw Plattevilee | Platteville | WI | 05/2017 | 12/2019 |
| Uw Washington County | Wet Bend | WI | 06/2015 | 05/2017 |
[1] KOHLER COMPANY; NOT INVESTMENT RELATED; ADDRESS: 444 HIGHLAND DRIVE, KOHLER, WI 53044; NATURE: RETAIL SALES-KITCHEN AND BATHROOM FIXTURES; POSITION: PROJECT ENGINEER; STARTED: 10.30.2022; APPROX. 160 HRS/MONTH DURING TRADING HOURS; APPROX. 160 HRS/MO NTH OUTSIDE TRADING HOURS; RESPONSIBILITIES: DESIGN AND TEST NEW PRODUCTS FOR THE BATHROOM STYLING SPACE. [2] GLOBAL VIEW CAPITAL ADVISORS, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL MANAGEMENT, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: MARKETING FIRM FOR INSURANCE AND ADVISORY SERVICES; POSITION: INDEPENDENT CONTRACTOR; AFFILIATION DATE: 06.23.2023; APPROX. 40 ADVISORY HRS/MO DURING TRADING; APPROX. 39 ADVISORY HRS/MO OUTSIDE TRADING HRS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF GVCM ADVISORY SERVICES AND GVCI INSURANCE SERVICES. GVCI HOURS LISTED SEPARATELY IF APPLICABLE. [3] GLOBAL VIEW CAPITAL INSURANCE SERVICES, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL ADVISORS, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: INSURANCE; POSITION: INSURANCE AGENT; STARTED: 08.02.2023; APPROX. 40 HRS/MONTH; DURING TRADING HOURS; APPROX. 40 HRS/MONTH OUTSIDE TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF FIXED INSURANCE PRODUCTS FOR MULTIPLE PROVIDER COMPANIES TO PROSPECTIVE CLIENTS AND EXISTING CLIENTS WITH FOCUS ON SALE OF LIFE, LONG TERM CARE AND DISABILITY INSURANCE PRODUCTS AND FIXED ANNUITIES. [4] EXPERIOR FINANCIAL GROUP, INC.; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: 300 AIRBORNE PARKWAY, SUITE 208, CHEEKTOWAGO, NY 14225; NATURE: INSURANCE; POSITION: INSURANCE AGENT; STARTED: 06.15.2023; APPROX. 40 HRS/MONTH DURING TRADING HOURS; APPROX. 20 HRS/MONTH OUTSIDE TRADING HOURS; RESPONSIBILITIES: MARKET, EDUCATE AND SELL LIFE PRODUCTS INCLUDING FIXED AND INDEXED ANNUITIES FOR MULTIPLE PROVIDER COMPANIES AND SERVICE INSURANCE CLIENTS. [5] MARK SHININGER-YOU TUBE CHANNEL' NOT INVESTMENT RELATED; ADDRESS: 424 N. FRANKLIN STREET, SHEBOYGAN, WI 53081; NATURE: SOCIAL MEDIA: POSITION: YOU TUBER: STARTED: 01.01.2025: APPROX. 180 HRS/MO OUTSIDE TRADING HRS: APPROX. 40 HRS/MO DURING TRADING HRS: RESPONSIBILITIES: BUILD PROJECTS, WRITE SCRIPTS, FILM VIDEOS, AND EDIT VIDEOS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-09-11 |
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