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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-08-08
  • NC RA
    APPROVED
    Since 2024-08-08

Branch Locations

1210F Highland Ave, New Bern, NC 28562 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Raleigh NC 12/2023 Present
Massmutual Life Insurance Co Raleigh NC 07/2020 Present
Tom Gingrich State Farm New Bern NC 08/2018 07/2020
Kurtis Chevrolet Morehead City NC 04/2017 07/2018
Williams Hardware Morehead City NC 11/2016 04/2017
Lost Treasure Golf & Raceway Salter Path NC 06/2016 10/2016
  • 12/2023 → Present
    Raleigh, NC
  • 07/2020 → Present
    Massmutual Life Insurance Co
    Raleigh, NC
  • 08/2018 → 07/2020
    Tom Gingrich State Farm
    New Bern, NC
  • 04/2017 → 07/2018
    Kurtis Chevrolet
    Morehead City, NC
  • 11/2016 → 04/2017
    Williams Hardware
    Morehead City, NC
  • 06/2016 → 10/2016
    Lost Treasure Golf & Raceway
    Salter Path, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-02
  • S66 Uniform Combined State Law Examination
    2024-08-02

View on SEC IAPD

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