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Employer firm

Knights Of Columbus Asset Advisors LLC CRD 174129

$30.5B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Knights Of Columbus Asset Advisors Llc

One Columbus Plaza, New Haven, CT 06510 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-11-13
  • MN RA
    APPROVED
    Since 2023-11-13

Branch Locations

One Columbus Plaza, New Haven, CT 06510 • United States

Po Box 100, Winsted, MN 55395 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Knights Of Columbus Insurance Winsted MN 05/2020 Present
Platinum Plus Printing Maple Lake MN 02/2010 06/2019
I Direct Inc Winsted MN 03/2015 12/2019
Unemployed Winsted MN 01/2020 04/2020
  • 05/2020 → Present
    Knights Of Columbus Insurance
    Winsted, MN
  • 02/2010 → 06/2019
    Platinum Plus Printing
    Maple Lake, MN
  • 03/2015 → 12/2019
    I Direct Inc
    Winsted, MN
  • 01/2020 → 04/2020
    Unemployed
    Winsted, MN
Other Businesses

Knights of Columbus Insurance, non-investment related, life insurance, Field Agent, Selling life insurance, long term care, disability income and annuities, Start Date: 5/2020, 80 hours a month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-11-13
  • S65 Uniform Investment Adviser Law Examination
    2023-11-13

View on SEC IAPD

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